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Unit 4.3: Statutory Funding Objective and Statement of Funding Principles

Unit 4.3 covers the statutory funding regime for defined benefit schemes. It sets out the statutory funding objective and the technical provisions behind it, who is responsible for preparing a statement of funding principles, what that statement has to contain, and when and why it has to be reviewed. The structure mirrors Unit 3.5 on the Statement of Investment Principles, and the two documents are worth learning side by side, because they are easy to confuse and the syllabus asks for the contents of each.

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What’s in it.

4 topics
  • Topic 01

    A Statutory Funding Objective

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  • Topic 02

    Responsibilities for Preparing a Statement of Funding Principles

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  • Topic 03

    The Contents of a Statement of Funding Principles

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  • Topic 04

    The Need for Reviewing the Statement of Funding Principles

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