APT·GOVERNANCE · Module 5: Scheme Documentation and Governance in Practice·UnitGOVERNANCE · Unit 04Access: Premium

Unit 5.4: Governance, Control and Stewardship Documentation

Unit 5.4 covers the governance paperwork behind a well-run scheme. It takes in the value of the minutes of previous meetings as the record of what was decided and why, the contents of stewardship reports covering voting and engagement, the internal control reports that give trustees assurance about their administrators and other providers, trustee-approved procedures such as conflicts and risk policies, and the contents of a statement of compliance. These documents exist largely to evidence that a decision was taken properly, which is the theme connecting them.

Topics

5

Access

Premium