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Unit 3.5: The Statement of Investment Principles
Unit 3.5 covers the Statement of Investment Principles in detail. It sets out who is responsible for the decisions that go into preparing a SIP, what the statement has to contain, the investment objectives of a fund and the asset allocation strategy that follows from them, and the requirement to monitor the statement and update it, including the review cycle and the duties to take written advice and consult the sponsoring employer. The SIP is the document that ties the rest of Module 3 together, because a strategy decision should be traceable back to it.
What’s in it.
5 topics- Topic 01
Responsibilities for Decisions in Preparing a Statement of Investment Principles
Coming soon - Topic 02
The Contents of a Statement of Investment Principles
Coming soon - Topic 03
The Investment Objectives of a Fund
Coming soon - Topic 04
The Asset Allocation Strategy of a Fund
Coming soon - Topic 05
The Requirement to Monitor and Update a Statement of Investment Principles
Coming soon